Award-Winning Competency Management and SMCR Software

Pentana Compliance is the market-leading competency management and SMCR software solution that helps financial services firms meet regulatory requirements, raise standards and boost productivity while protecting them and their managers against the risks of non-compliance.

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Deliver assurance to Executives

Implement a systematic and evidential approach to Accountability and Competency, streamline business processes and give Regulators and stakeholders complete assurance that every aspect of people and process regulation is addressed.

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Demonstrate good governance and professionalism

Harness all the tools you need to facilitate effective regulatory compliance in a central, maintainable system of record. Pentana Compliance provides a space to produce and manage MRMs and SoRs, conduct F&P and Competency assessments, fully support the Certification process and provide dashboard reporting to stakeholders.

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Provide a unified solution for SM&CR and T&C

Pentana Compliance brings together all the tenets of the FCA and PRA’s requirements from SM&CR and the T&C Sourcebook to deliver an end-to-end competency management and SMCR software solution that meets and exceeds the expectations of the Regulator.

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The software of choice for top financial services firms

Our competency management and SMCR software is used by some of the biggest names in financial services. They trust our proven T&C and SMCR solutions to help them achieve regulatory compliance and reduced risk in a scalable and cost-efficient manner.

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  • The Compliance Register Platinum Award Winner 2016
  • The Compliance Register Platinum Award Winner 2017
  • The Compliance Register Platinum Award Winner 2018
  • The Compliance Register Platinum Award Winner 2019
  • Systems In The City award winner for best compliance system
  • Systems In The City award winner for customer service excellence
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