Award-Winning Competency Management and SMCR Software
Pentana Compliance is the market-leading competency management and SMCR software solution that helps financial services firms meet regulatory requirements, raise standards and boost productivity while protecting them and their managers against the risks of non-compliance.
Benefits
Deliver assurance to Executives
Implement a systematic and evidential approach to Accountability and Competency, streamline business processes and give Regulators and stakeholders complete assurance that every aspect of people and process regulation is addressed.
Features
Demonstrate good governance and professionalism
Harness all the tools you need to facilitate effective regulatory compliance in a central, maintainable system of record. Pentana Compliance provides a space to produce and manage MRMs and SoRs, conduct F&P and Competency assessments, fully support the Certification process and provide dashboard reporting to stakeholders.
Uses
Provide a unified solution for SM&CR and T&C
Pentana Compliance brings together all the tenets of the FCA and PRA’s requirements from SM&CR and the T&C Sourcebook to deliver an end-to-end competency management and SMCR software solution that meets and exceeds the expectations of the Regulator.
Customers
The software of choice for top financial services firms
Our competency management and SMCR software is used by some of the biggest names in financial services. They trust our proven solutions to help them achieve regulatory compliance and reduced risk in a scalable and cost-efficient manner.