Implementing a collaborative approach to compliance: An SMCR Overview

Our e-book provides an SMCR overview that sheds light on the regulation and its requirements. Be prepared for the FCA’s March 2021 deadline and discover the key aspects of SMCR, how different people working within financial services will be affected, and the actions you can take to ensure compliance.


A practical guide to complying with the Senior Managers and Certification Regime

This e-book delves into all things SMCR. It helps financial services firms understand the regulation and how it applies to key areas of their organisation, so that they can protect themselves and their business from the risks of non-compliance. Examining the common challenges firms will face, the e-book offers guidance on approaching SMCR compliance collaboratively by utilising both people and technology.

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Key takeaways

Senior managers regime explained

A close look at everything you need to know about the FCA’s regulation

Embrace change and technology

The value of adapting to new working environments and incorporating digital solutions

Working collaboratively

Guidance on the ways that different departments must work together

Creating a healthy corporate culture

How your firm can contribute to an improved, compliant culture within the finance industry

A hybrid approach to SMCR compliance

Combine teams with technology to help your staff work more efficiently, productively and successfully

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Find out how collaboration and technology can help ensure SMCR compliance

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