Your essential guide to the Senior Managers and Certification Regime
To support your organisation with the Senior Managers and Certification Regime we’ve created helpful resources to support you with the challenges of complying with this regulation. By taking a hybrid approach to these tasks and combining key teams with technology, discover how to navigate SMCR and future proof your compliance activities.
Discover the value of collaboration in tackling SMCR compliance
Our e-book introduces the core concerns of the FCA Senior Managers Regime, looking at some of the most common challenges firms encounter in meeting these. It discusses how three key areas of the business can come together to meet the SMCR requirements amongst a constantly changing and evolving world and looks at the value of adapting to digitalisation.Download the e-book
SMCR white paper
Find out how to future proof your compliance activities
This white paper digs into the methods you can use to create a culture of compliance in line with the Senior Managers Regime. It goes into detail about what the FCA expect to see from firms and why, looking at the role of technology in meeting the specific criteria of the regulation and the benefits for the future.Download the white paper
Looking for an SMCR software solution?
Pentana Compliance is our SMCR software, designed to:
- Assess and evidence accountability
- Assure competency of all relevant staff
- Streamline compliance activities
Discover more SMCR resources
What is SMCR?
The Senior Managers & Certification Regime (SMCR) is part of the core effort led by UK regulators. So, what is SMCR and what does it mean in the context of your business? The aim is to drive personal accountability in financial firms, by promotin…