Your essential guide to the Senior Managers and Certification Regime

To support your organisation with the Senior Managers and Certification Regime we’ve created helpful resources to support you with the challenges of complying with this regulation. By taking a hybrid approach to these tasks and combining key teams with technology, discover how to navigate SMCR and future proof your compliance activities.


SMCR e-book

Discover the value of collaboration in tackling SMCR compliance

Our e-book introduces the core concerns of the FCA Senior Managers Regime, looking at some of the most common challenges firms encounter in meeting these. It discusses how three key areas of the business can come together to meet the SMCR requirements amongst a constantly changing and evolving world and looks at the value of adapting to digitalisation.

Download the e-book

SMCR white paper

Find out how to future proof your compliance activities

This white paper digs into the methods you can use to create a culture of compliance in line with the Senior Managers Regime. It goes into detail about what the FCA expect to see from firms and why, looking at the role of technology in meeting the specific criteria of the regulation and the benefits for the future.

Download the white paper

Looking for an SMCR software solution?

Pentana Compliance is our SMCR software, designed to:

  • Assess and evidence accountability
  • Assure competency of all relevant staff
  • Streamline compliance activities
Learn more

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